Windows 10 End of Support (EoS): What RIAs Need to Know
Windows 10’s end of support (EoS) date is October 14, 2025. After this date, Microsoft will stop providing free security updates, technical support, and feature updates for the operating system. For Registered Investment Advisors and compliance professionals, technology is more than just convenience — it is the backbone of data protection, client trust, and regulatory […]
The Best Email and Text Message Archiving Platform for RIAs: Built for Simplicity, Compliance, and Results
For Registered Investment Advisers (RIAs), the stakes around communication archiving have never been higher. In recent years, regulators like the SEC have handed out multi-million-dollar fines for noncompliance with email and text message recordkeeping requirements—catching even the most reputable firms off guard. If you are a Chief Compliance Officer (CCO), RIA founder, or compliance consultant, […]