2024 DOL Fiduciary Responsibility Rule: What it really means for RIAs and Compliance Officers
What the 2024 DOL Fiduciary rules mean for RIAs and Compliance Officers…
NASAA Continuing Education for Investment Advisors
The mandatory continued education (CE) program applies to both state-registered and SEC-registered investment advisers. To maintain their registration standing, advisers must attain 12 CE credits each year.